Broker Check

Investment Management Services

Through its affiliation with Signal Securities, Inc., an SEC registered investment advisory firm, Buddy J. Butler, MBA, MSFS, is able to provide fee based investment management services for clients. Schwab Institutional is the preferred custodian for our client's assets.  Schwab has the expertise in catering to the unique needs of advisors and their affluent clients.  Our relationship with Schwab allows us to offer the following to our clients:

Managed Account Services, helping you to leverage the expertise of institutional-caliber money managers who specialize in particular investment styles.

Tax advantaged college savings and charitable giving plans.

Tax deferred earning opportunities through variable annuities.

Individualized hedging strategies for concentrated equity holdings.

Restricted Stock Transfer and filing services.

With the variety of investment alternatives available today, choosing to work with an investment advisor can provide guidance and personalized relationships that many affluent investors seek.

Formula for Financial Success

An arduous journey, but with dedication and the right help, it's within your reach.

Trip Preparation: Once you have made the decision to take control of your financial future, contact us.  We will provide you with a description of our services, philosophies and fee structure.  If our services appear to fit your needs, we'll schedule a "get to know each other meeting".

Initial Meeting: An exchange of information to formulate your financial goals and dreams.  We'll provide you with an estimate of plan costs and additional materials required for our next meeting.

Data Gathering: After we receive your information, (usually an inventory of your current financial situation), we will begin to develop your personal financial plan.

Rough Draft: Intial plan presentation before the formal plan is fully developed.  We will reformulate scenarios if necessary, then produce final reports for your plan.

Plan Presentation: Presentation and review of your personal financial plan.  This is a personalized plan designed to meet your financial goals.  You will be provided with a written summary of our observations and specific recommendations.

Plan Implementation: Action is crucial to reaching your financial goals.  Whether you choose to implement and monitor your plan on your own, or contract with us to assist you, the choice is yours.